Role: Compliance Manager
The Compliance Manager is responsible for the overall compliance to specific standards and regulations. This role provides education to IT personnel concerning standards and regulations, provides mechanisms for being compliant, initiates audits as needed, and provides the overall strategy for responding to compliance issues. There may be multiple compliance managers, based on the number of standards and regulations that must be adhered to, but only one such role will own the overall compliance process.
Extends: Process Manager
Role Sets: Compliance Management Roles
Relationships

Assess Process ExecutionAssess Process FrameworkAssign Process Responsibilities to OrganizationsAudit ProcessCollect Evaluation ResultsCollect FeedbackCommunicate and Deploy FrameworkCommunicate to StakeholdersComplete EvaluationCreate Project ProposalCreate Project ProposalsDefine Measurements And ControlsDeploy Required Compliance ControlsDetermine Process Data RequirementsDetermine Process ProceduresDetermine Process Relationships to Other ProcessesDevelop Required Compliance ControlsDocument Activities And Notify StakeholdersIdentify Process Roles and ResponsibilitiesParticipate In Development ActivitiesProduce Gap AnalysisProduce Process MeasurementsRecommend InitiativesResearch Trends and Best PracticesReview Existing DocumentationValidate Requirements And Recommendations With StakeholdersVerify Deployment OutcomeCompliance Management EvaluationCompliance Operational CapabilitiesCompliance Plan and ControlsCompliance RequirementsCompliance_Manager
Additionally Performs
Modifies
Main Description

Responsibilities

  • Manages all compliance activities
  • Determines the need for audits
  • Initiates audits
  • Prepares the IT organization for compliance audits
  • Carries out the Process Manager responsibilities for the Compliance Management process
Key Considerations
See the Process Administrator and Process Owner roles.

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